Page 56 - Forbes - USA (March 2020)

ALABAMA 5. Joe Di Vito CALIFORNIA 12. Rich Petit 5. Melissa Corrado 2. Mike Koppenhaver
1. Moss Crosby RBC Wealth Mgmt. (SOUTHERN) Morgan Stanley Private Harrison Merrill Lynch
UBS Private
HighTower Advisors PHOENIX 1. Laila Pence Wealth Mgmt. Wealth Mgmt. Wealth Mgmt.
HUNTSVILLE $540M Pence Wealth Mgmt. MENLO PARK DENVER DOVER
$749M
$6.5B
$1B 6. Brian Crawford NEWPORT BEACH $1.1B
2. Tony Smith Wells Fargo Advisors $1.4B CALIFORNIA 6. Perry Mattern 3. Thomas Rice

Merrill Lynch
UBS Financial Services TUCSON 2. David Bahnsen (LOS ANGELES AREA) Mattern Capital Mgmt. Wealth Mgmt.

BIRMINGHAM $1.1B HighTower Advisors 1. Randy C. Conner DENVER WILMINGTON
$3.5B 7. Jacob Duffy NEWPORT BEACH Churchill Mgmt. Group $480M $1.4B

3. Camper O’Neal Baird $1.5B LOS ANGELES 7. Diane Padalino 4. David Plaza
Merrill Lynch SCOTTSDALE 3. Joseph D. Anderson $6B Merrill Lynch
Wealth Mgmt. $426M Pure Financial Advisors 2. Richard Jones Merrill Private Wealth Mgmt.
BIRMINGHAM 8. Tony Bebbington SAN DIEGO Merrill Private Wealth Mgmt. WILMINGTON
$893M UBS Financial Services $2.3B Wealth Mgmt. DENVER $413M
54 LOS ANGELES $1.5B
4. Bob Runkle PHOENIX 4. Sonny Kothari 8. Ali Phillips 5. Jason Betz
Merrill Lynch $241M Merrill Lynch PETER PRINCI $15.7B Ameriprise
Obermeyer Wood
Wealth Mgmt. Wealth Mgmt. 3. Reza Zafari Investment Counsel Financial Services
MONTGOMERY ARKANSAS BREA Boston Merrill Private ASPEN WILMINGTON
$1B 1. Hardy Winburn $1.3B Morgan Stanley Wealth Mgmt. $300M
S 5. Mark Mantooth UBS Financial Services 5. Carolyn Taylor Graystone LOS ANGELES $1.6B
R Merrill Lynch LITTLE ROCK Weatherly Asset Mgmt. $15.7B 9. Mark Brown 6. Donald Truesdell Jr.
Merrill Lynch
O Wealth Mgmt. $557M DEL MAR “Don’t get caught 4. Rebecca Rothstein Brown and Company Wealth Mgmt.
S HUNTSVILLE 2. Don McDonald $863M up in day-to-day Merrill Private DENVER
I $901M Merrill Lynch ups and downs of Wealth Mgmt. $508M WILMINGTON
V Wealth Mgmt. 6. Chad Evans news concerning BEVERLY HILLS 10. Donna Di Ianni $1.4B
D 6. Michael Warr FORT SMITH Morgan Stanley geopolitical risk $3.2B Merrill Lynch 7. TJ Zak
A Morgan Stanley $3.6B Wealth Mgmt. or polarization of Wealth Mgmt. Wells Fargo Advisors
Wealth Mgmt. NEWPORT BEACH 5. David Hou GREENVILLE
H TUSCALOOSA 3. Robby Bader $9.8B politics. There’s Evoke Wealth ASPEN $340M
$1.2B
L T $455M Grp./Raymond James 7. Bob Inbody always something LOS ANGELES 11. Andrew Dodds
The Solomon Wealth
to get emotional
$4.9B
A 7. Brian M. Woodke SPRINGDALE Morgan Stanley about, but the Dodds Wealth DISTRICT OF
COLUMBIA
Merrill Lynch
E Wealth Mgmt. $421M Wealth Mgmt. focus should be 6. Alan Whitman Mgmt. Group/LPL 1. Marvin McIntyre
W BIRMINGHAM 4. Pledger Monk LA JOLLA on economic Morgan Stanley ENGLEWOOD Morgan Stanley Private
$3.1B Wealth Mgmt. $423M
P $967M Merrill Lynch 8. Larry Smith fundamentals.” PASADENA Wealth Mgmt.
O 8. Alistair Wealth Mgmt. UBS Financial Services $1.8B CONNECTICUT $3.8B
T Harding-Smith LITTLE ROCK 7. Drew Freides 1. Jeff Erdmann 2. Keith Apton

$1.9B BREA 7. Cheryl Young
S Morgan Stanley $983M Morgan Stanley UBS Private Merrill Private UBS Financial Services
$1.5B
Wealth Mgmt.
CALIFORNIA
A ’ BIRMINGHAM (SAN FRANCISCO) 9. Kerrick Bubb Wealth Mgmt. Wealth Mgmt. Wealth Mgmt.
LOS ANGELES
GREENWICH
3. Jim Wohlgemuth
C $795M 1. Troy Griepp KWB Wealth Managers LOS GATOS $4.6B $8.6B Morgan Stanley Private
I REDLANDS $993M Wealth Mgmt.
R 9. Palmer Whiting Morgan Stanley Private $729M 8. Mark Schulten 2. Paul Tramontano
8. George
E Merrill Lynch Wealth Mgmt. 10. David Molnar Papadoyannis Wells Fargo Advisors First Republic $758M
M Wealth Mgmt. $11.2B HighTower Advisors Ameriprise LONG BEACH Investment Mgmt. 4. Brett Anthony

MOBILE
A 2. Elaine Meyers Financial Services $3.8B GREENWICH Morgan Stanley
$467M SAN DIEGO $2B
JP Morgan Securities 9. Drew Zager Wealth Mgmt.
10. S. Wesley Carpenter $2.8B $950M SAN MATEO Morgan Stanley Private 3. William Greco $2.9B
$850M
Merrill Lynch 3. Jesse Bromberg 11. Courtney Liddy Wealth Mgmt. UBS Financial Services 5. J.C. McKnight
Wealth Mgmt. Morgan Stanley UBS Financial Services 9. Dana Jackson LOS ANGELES HARTFORD Merrill Lynch
FAIRHOPE Wealth Mgmt. SAN DIEGO Morgan Stanley Private $7.9B $3.7B Wealth Mgmt.
$444M $1.3B $647M Wealth Mgmt. $1.3B
10. Eric Gray
11. Robert Comer 4. Jeffrey Colin 12. Peter Huffman MENLO PARK Merrill Private 4. Brian Hetherington 6. Michael O’Neill

Merrill Private

$42B
Merrill Lynch Baker Street Advisors Merrill Lynch Wealth Mgmt. Wealth Mgmt. Morgan Stanley Private
Wealth Mgmt. $9.1B Wealth Mgmt. 10. Michael Abrams LOS ANGELES NEW CANAAN Wealth Mgmt.
BIRMINGHAM LA JOLLA Wells Fargo Advisors $9.3B $2.7B $2B
$405M 5. Debra Wetherby $722M PALO ALTO
Wetherby Asset Mgmt. $6.5B 11. Craig Chiate 5. Ron Weiner FLORIDA
ALASKA $5B 13. Anouchka Balog UBS Private HighTower Advisors (MIAMI AREA)
1. Tommy Kibler 6. Shane Brisbin Morgan Stanley 11. Alan Zafran Wealth Mgmt. WESTPORT 1. Louis Chiavacci
Wealth Mgmt.
IEQ Capital
Merrill Lynch Morgan Stanley Private LAGUNA NIGUEL LOS ANGELES $859M Merrill Private
Wealth Mgmt. Wealth Mgmt. FOSTER CITY $3.2.B 6. Charles Noble III Wealth Mgmt.
ANCHORAGE $3.8B $670M $7.8B 12. Spuds Powell Janney CORAL GABLES
$352M CALIFORNIA Kayne Anderson Montgomery Scott $2.9B
7. Tim Emanuels
2. Tom Konop Morgan Stanley Private (NORTHERN) Rudnick NEW HAVEN 2. Adam Carlin
Morgan Stanley Wealth Mgmt. 1. Mark Curtis LOS ANGELES $1B Morgan Stanley Private
Wealth Mgmt. $6.9B Morgan Stanley $4.4B 7. Tom Vacheron Wealth Mgmt.
ANCHORAGE 8. Ash Chopra Graystone 13. Sean Yu Merrill Private CORAL GABLES
$268M PALO ALTO Morgan Stanley Private Wealth Mgmt. $2.9B
Merrill Private $105B
3. Ryan Callaway Wealth Mgmt. Wealth Mgmt. FAIRFIELD 3. Margaret Starner
Ameriprise Financial $2.8B 2. Greg Vaughan PASADENA $1.7B The Starner Group of
Services Morgan Stanley Private $900M 8. Harold Trischman Raymond James
ANCHORAGE 9. Dagny Maidman Wealth Mgmt. 14. Michael Kanigher Morgan Stanley CORAL GABLES
$475M First Republic MENLO PARK $1.1B
Investment Mgmt. UBS Private Wealth Mgmt.
4. Kenneth Jones $3.9B $9.5B Wealth Mgmt. GREENWICH 4. Peter Bermont
Merrill Lynch 10. Sandi Bragar 3. Andy Chase LOS ANGELES $1.9B The Bermont
Wealth Mgmt. Aspiriant Morgan Stanley Private $4.6B 9. Thomas Frame Advisory Group of
ANCHORAGE $12.2B Wealth Mgmt. COLORADO Morgan Stanley Private Raymond James
$676M MENLO PARK Wealth Mgmt. CORAL GABLES
11. Rick Gordon $27.7B 1. Shawn Fowler $2.1B
ARIZONA First Republic Morgan Stanley Private GREENWICH
1. Steven Schultz Investment Mgmt. 4. Robert J. Skinner II DEBRA Wealth Mgmt. $1.4B 5. Andrew Schultz
IEQ Capital
UBS Financial Services $1.5B FOSTER CITY DENVER 10. Bryan Stepanian Morgan Stanley Private
Wealth Mgmt.
PHOENIX 12. Gillian Yu $7.8B WETHERBY $3.3B Alex. Brown/ MIAMI BEACH
$1.9B Morgan Stanley Private 2. Wally Obermeyer Raymond James $738M
5. Mark Douglass
2. Glenn Pahnke Wealth Mgmt. Morgan Stanley Private San Francisco Obermeyer Wood GREENWICH 6. Ghislain Gouraige
$1.1B
RBC Wealth Mgmt. $5.8B Wealth Mgmt. Wetherby Asset Investment Counsel UBS Private
SCOTTSDALE 13. Roger A. Carter MENLO PARK Management ASPEN 11. Teresa Jacobsen Wealth Mgmt.
UBS Private
$760M Sepio Capital $5.7B “Many who have $1.6B Wealth Mgmt. CORAL GABLES

3. Jeffry Korte $3B 6. Jon Goldstein founded firms in 3. Mark Smith STAMFORD $2B
Merrill Lynch 14. Greg Onken First Republic this business are M.J. Smith & Associ- $851M 7. Jorge Gomez
Wealth Mgmt. JP Morgan Securities Investment Mgmt. now facing the ates/Raymond James UBS Financial Services
SCOTTSDALE $3.3B PALO ALTO decision of how GREENWOOD VILLAGE DELAWARE CORAL GABLES
$681M (and in what form) $786M 1. Thomas Weisenfels
15. Debbie Jorgensen $3B $1.1B

4. Robert Bancroft Merrill Lynch their firm will 4. Pamela Rosenau Merrill Lynch 8. Bruno Miranda
Morgan Stanley Private Wealth Mgmt. survive them and HighTower Advisors Wealth Mgmt. UBS Financial Services
Wealth Mgmt. $1.8B pass to the next ASPEN WILMINGTON
SCOTTSDALE generation.” $1.1B $475M CORAL GABLES
$650M
$1.3B
F O R B E S . C O M M A R C H 2 0 2 0