Page 65 - REC :: MBA CURRICULUM AND SYLLABUS :: R2019

Subject Code Subject Name (Theory course) Category L T P C
BA19P16 Financial Markets And Institutions FE 3 0 0 3

Objectives:
 Making the students understand with the Indian financial System and capital market.
 Helping students to acquire knowledge on capital market, its operations, instruments, regulations etc.
 Familiarizing the students with the operations of secondary market mechanism.
 To make the students to understand Mutual fund operations.
 To give insight about debt and money market.

UNIT-I Indian Financial System And Financial Markets: Introduction – An Overview of Indian 9
Financial System - Financial Market- Structure of Financial Market in India – Role of financial
institutions in financial market -Recent Developments.

UNIT-II capital market – primary market: Capital Market - Introduction, Concept, Role, Importance, 9
Evolution in India, etc.- Primary Market System and Regulations in India – Role of SEBI -Issue
of Capital: Process, Regulations, Legalities, Pricing of Issue, Methods of Issue, Book-building,
Intermediaries in Issue Management – Under Writers, Broker, Merchant Bankers ,Commercial
Banks, Registrar ,Ad Agencies.

UNIT-III Capital Market - Secondary Market: Secondary Market System and Regulations in India - 9
Stock Exchanges in India: Evolution and importance -Stock Exchange Mechanism: Trading,
Settlement, Risk Management - Stock Exchange Regulations-Listing of Scripts.

UNIT-IV Mutual Funds: Mutual Fund: Concept –Process, types – Mechanism – SEBI Guidelines on 9
Mutual Funds – Top funds of the year.

UNIT-V Debt And Money Market:Debt Market in India – Role of Government in Bond Market – 9
Instruments – Types of Bonds –Regulations and norms – Price fixation – Money Market –
Instruments – Features – Trading System – Credit Rating – Process.

Total Contact Hours : 45

Course Outcomes:
 Students will be made to understand the Indian Financial System and Financial market.
 Students will be able to understand capital market, its operations, instruments, regulations etc.
 Students be familiarized with the operations of secondary market mechanism.
 Students will be able to understand Mutual fund operations.
 Students will get insight about debt and money market.

Text Book (s):
1 M.Y.Khan, Financial Services – Tata McGraw –Hill, 3 rd Edition, 2005.
2 Machiraju, Indian Financial System - Vikas Publishing House, 2 nd Edition, 2002.
3 J.C.Verma, A Manual of Merchant Banking ‗, Bharath Publishing House, New Delhi, 2001.
4 Bhalla. V.K.-‗Management of Financial Services – Mnmol, New Delhi 2001.
5 Jeff Madura, Financial Institutions and markets –Eighth Edition–Cenage Learning.
L.M.Bhole ―Financial Institution and Markets‖ Structure, Growth, and Innovation, TATA McGraw Hill 4th
6
Edition–2008.
7 Meir Kohn ―Financial Institutions and Markets, Oxford, 2nd Edition–2007.

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