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CHAPTER 19: Legal Issues in Critical Care  125


                    can improve family outcomes and expedite informed decision making   CHAPTER  Legal Issues in Critical Care
                    by using specific communication strategies with support from other
                    specialty clinicians, such as palliative care, spiritual care, and ethics.
                    Finally, ICU clinicians should work toward integrating key principles  19  Marshall B. Kapp
                    of palliative care into their ICUs including identification and treatment
                    of  suffering,  provision  of  interdisciplinary  care,  and  offering  patient/
                    family-centered care.
                                                                           KEY POINTS
                                                                              •  Legal concerns become less dominating and intrusive, and more
                     KEY REFERENCES                                         likely to be supplanted by ethical considerations, when critical care
                        • Abbott  KH,  Sago  JG,  Breen  CM,  Abernethy  AP,  Tulsky  JA.   teams initiate and continue sensitive, consistent, and honest com-
                       Families looking back: one year after discussion of withdrawal   munication with their patients and significant others.
                       or withholding of life-sustaining support. Crit Care Med. January     •  Most informed consent legal cases are framed as negligence
                       2001;29(1):197-201.                                  actions, in which the alleged unintentional wrong is the physician’s
                        • Azoulay E, Timsit JF, Sprung CL, et al. Prevalence and factors of   violation of the fiduciary or trust duty to serve the patient’s best
                       intensive care unit conflicts: the conflicus study. Am J Respir Crit   interests by informing the patient adequately as part of the testing
                       Care Med. November 1, 2009;180(9):853-860.           and treatment authorization process.
                        • Clarke EB, Curtis JR, Luce JM, et al. Quality indicators for     •  In order to be considered legally effective, consent to medical
                       end-of-life care in the intensive care unit.  Crit Care Med. 2003   treatment must (in the absence of a valid exception such as an
                       Sep;31(9):2255-2262.                                 unforeseeable  emergency) be voluntary, informed, and made by a
                        • Curtis JR, Back AL, Ford DW, et al. Effect of communication skills   cognitively and  emotionally capable decision maker.
                       training for residents and nurse practitioners on quality of com-    •  Consent remains necessary for the treatment of decisionally inca-
                       munication with patients with serious illness: a randomized trial.   pacitated patients, but the consent must be obtained from a sur-
                       JAMA. 2013;310(21):2271-81.                          rogate  acting on the patient’s behalf.
                        • Curtis JR, Nielsen EL, Treece PD, et al. Effect of a quality-     •  A properly informed, mentally capable patient has the right to
                       improvement intervention on end-of-life care in the intensive care   make personal medical decisions, including a decision to refuse
                       unit:  a  randomized  trial.  Am J Respir Crit Care Med.  2011;183:   even life-prolonging treatment.
                       348-355.                                               •  A surrogate is expected to make decisions consistent with what the
                        • Daly BJ, Douglas SL, O’Toole E, et al. Effectiveness trial of an   patient would choose if he or she were presently able to make and
                       intensive communication structure for families of long-stay ICU   express choices personally—the substituted judgment standard.
                       patients. Chest. 2010;138:1340-1348.                   •  The ability of physicians to consult institutional guidelines con-
                        • Davidson JE, Powers K, Hedayat KM, et al. Clinical practice   cerning patient admission to, retention in, and discharge from
                       guidelines for support of the family in the patient-centered   ICUs generally leads to better, more consistent decisions that are
                       intensive care unit: American College of Critical Care Task Force   easier to defend against later claims of impropriety.
                       2004–2005. Crit Care Med. 2007;35:605-622.            •  The “brain death” standard provides, as either an alternative to or a
                        • Hua MS, Li G, Blinderman CD, Wunsch H. Estimates of the need   replacement for the traditional heart-lungs approach, that a person is
                       for palliative care consultation across united states intensive care   legally dead when there is irreversible cessation of all brain function.
                       units using a trigger-based model.  Am J Respir Crit Care Med.     •  Creating and maintaining accurate records of patient care is an inte-
                       2014;189(4):428-436.                                 gral part of the duty that a health care provider owes to a patient.
                        • Kross EK, Engelberg RA, Downey L, et al. Differences in end-of-life     •  Particular areas of attention in a critical care–sensitive risk man-
                       care in the ICU across patients cared for by medicine,  surgery, neu-  agement program should include the organization and admin-
                       rology, and neurosurgery physicians. Chest. 2014;145(2):313-321.  istration of ICUs, the roles and responsibilities of the different
                        • Lanken PN, Terry PB, Delisser HM, et al. An official American   professionals  having  contact  with  patients  in  those  units,  medi-
                       thoracic society clinical policy statement: palliative care for   cal records, equipment maintenance, equipment modification,
                       patients with respiratory diseases and critical illnesses. Am J Respir   equipment records, analysis of equipment  malfunctions, incident
                       Crit Care Med. 2008;177:912-927.                     reporting, and trend analysis of unexpected  incidents.
                        • Temel JS, Greer JA, Muzikansky A, et al. Early palliative care for
                       patients with metastatic non–small-cell lung cancer. N Engl J Med.
                       2010;363:733-742.
                        • White DB, Evans LR, Bautista CA, Luce JM, Lo B. Are physicians’
                       recommendations to limit life support beneficial or burdensome?   The making, implementation, and documentation of patients’ treatment
                       Bringing empirical data to the debate. Am J Respir Crit Care Med.   decisions in the practice of critical care medicine raise a host of poten-
                       August 15, 2009;180(4):320-325.                    tial legal implications. This chapter briefly outlines some of the more
                        • Yaguchi A, Truog R, Curtis J, et al. International differences in   salient issues and suggests avenues for their management and further
                       end-of-life attitudes in the intensive care unit: results of a survey.   exploration.
                       Arch Intern Med. 2005;165:1970-1975.                This chapter concentrates primarily on the chief legal ramifications
                                                                          of critical care medicine in the United States. It should be recognized,
                                                                          however, that law is increasingly influencing the delivery of critical care
                                                                          medicine elsewhere in the world as well. Historically, Non-American
                    REFERENCES                                            critical care physicians have tended to behave more paternalistically
                                                                          and unilaterally than their American counterparts, but “the apparently
                    Complete references available online at www.mhprofessional.com/hall  increasing frequency of contentious legal cases in other countries” in the








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