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Chapter 102  Immune Checkpoint Blockade in Hematologic Malignancies  1585


            results suggest that PD-1 blockade is generally tolerable for patients     HM and for targeting of other immune checkpoints. Initial studies
            with HM.                                              in  solid  malignancies  suggested  that  tumors  with  demonstrable
                                                                  PD-L1 expression on the tumor cell surface had higher response rates
                                                                               30,31
            CHECKPOINT BLOCKADE THERAPIES AFTER                   to PD-1 blockade  ; at first look, this pattern seems to also hold in
                                                                  HMs, as response rates have been highest in HL where PD-L1 expres-
            HEMATOPOIETIC STEM CELL TRANSPLANTATION               sion  is  very  frequent.   However,  in  solid  tumors,  patients  whose
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                                                                  tumors did not demonstrate PD-L1 expression have also had mean-
            HSCT, using autologous or allogeneic grafts, is an important part of   ingful responses, suggesting that PD-L1 expression should not yet be
            the treatment of many HMs, and may provide a fruitful setting for   used to exclude patients from clinical trials.
            CBT. In the case of autologous HSCT, the minimal disease burden   Indeed,  variation  in  tumor  cell  surface  expression  of  PD-L1  is
            and presence of a remodeled immune system with a relative prepon-  unlikely  to  entirely  explain  the  apparent  differences  in  clinical
            derance  in  the  early  post-HSCT  period  of  immune  cells  that  are   response  to  PD-1  blockade  among  HL,  various  NHLs,  and  MM.
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            targets of CBT, like natural killer (NK) cells and T-effector cells,    PD-L1 expression is a highly dynamic process that varies with time
            may allow the effective leveraging of CBT. PD-1 blockade has already   and environment and is likely poorly captured by isolated in vitro
            been  studied  after  autologous  transplant  in  DLBCL.  In  an  inter-  tumor biopsy analyses. Tumor-cell ligand expression also ignores the
            national phase 2 study, 72 patients with DLBCL received three doses   important  role  of  immune  cells  in  the  tumor  microenvironment
            of  pidilizumab  beginning  1–3  months  after  autologous  stem  cell   whose  expression  of  PD-1  and  its  ligands  may  affect  response  to
            transplant. Progression-free survival at 18 months after HSCT was   therapy. While its role is less clearly delineated, PD-L2 may also be
            72%, higher than the 52% rate observed in a similar historic control   an  important  predictive  marker  for  response  to  PD-1  blockade.
            cohort.  Notably,  the  rate  of  progression-free  survival  among  the   PD-L2 amplification is uncommon in solid malignancies, but it is
            higher  risk  group  of  patients  with  positron  emission  tomography   overexpressed  in  HL,  primary  mediastinal  large  B-cell  lymphoma
            (PET)-positive  disease  before  transplant  was  70%.  In  addition,   (PMBL),  and  some  T-cell  lymphomas. 12,23   Lastly,  the  impressive
            among the 35 patients with measurable disease after transplant, the   response  rates  in  HL  also  suggest  that  the  mechanism  of  PD-L1
            overall response rate after pidilizumab was 51% (CR, 34%). Impor-  overexpression  may  be  important;  in  the  case  of  HL,  constitutive
                                                             27
            tantly,  pidilizumab  was  well  tolerated  without  significant  irAEs.    overexpression  of  PD-L1/2  driven  by  EBV  infection  or  genetic
            Together, these findings suggest that PD-1 blockade may have direct   amplification events may result in a unique dependence on the PD-1
            antitumor activity and important clinical activity in the postautolo-  signaling pathway for survival, which could underlie HL’s high vul-
            gous transplant setting, warranting additional studies. Based on these   nerability to PD-1 blockade. This phenomenon occurs in a few other
            promising  early  results,  there  are  now  several  ongoing  trials  of     HMs:  there  are  virally-driven  DLBCL  and  T-cell  NHL  subtypes,
            PD-1  blockade  after  autologous  transplant  in  HL,  DLBCL,  and     which appear to also show very frequent PD-L1 surface expression;
            MM  (NCT02362997,  NCT02181738,  NCT02038933,  and    and  a  specific  NHL  subtype,  PMBL,  which  also  harbors  frequent
            NCT02331368).                                         9p24.1  amplification  and  concomitant  PD-L1  and  PD-L2  expres-
              Allogeneic HSCT also represents an attractive, if challenging, field   sion. 12,32  Those tumor subtypes are very attractive targets for PD-1
            in which to deploy CBT. This form of transplantation is an important   blockade, as is being explored in ongoing trials.
            part of treatment for many HMs, as the attendant GVT effect may
            be salutary in patients who are not curable with conventional che-
            motherapy or autologous HSCT. Yet failure to develop an effective   Treatment Setting
            GVT occurs frequently, manifesting as postallogeneic HSCT relapse,
            and the outcomes for those patients are usually dismal. The postal-  Clinical experience with CBT in HMs thus far has been limited to
            logeneic transplant setting is attractive for CBT because the treatment   the R/R setting; however, treatment will likely move to earlier stages
            strategy is already based on immune manipulation. CBT was studied   of diseases in the coming years, at least in HL. This transition has
            in this context in a phase 1 study of ipilimumab in patients with   several  important  implications.  Published  trials  have used  CBT to
            recurrent or progressive disease after allogeneic transplant. Remark-  augment the immune response of patients who have received numer-
            ably, ipilimumab did not induce significant graft-versus-host disease   ous rounds of cytotoxic therapy. In newly diagnosed patients who
            (GVHD) and the rate of irAEs did not differ greatly from that seen   have relatively normal immune function, responses may be signifi-
            outside of the transplant setting. In addition, objective responses were   cantly  different.  For  this  reason,  earlier  treatment  with  CBT  may
            seen in three patients including two sustained CRs in patients with   result  in  a  more  robust  antitumor  immune  response.  At  the  same
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            HL.  In a follow-up study investigating repeated dosing of ipilim-  time, it may also increase the incidence and severity of irAEs. Con-
            umab  in  the  posttransplant  relapse  setting,  6  of  27  patients  have   tinued investigation is critical to determine how the setting of treat-
            achieved formal responses including 4 CRs in acute myeloid leukemia   ment will alter its efficacy and tolerability.
            and 2 PRs in patients with MM and HL. These responses are notable   At this time, there is limited but exciting experience with CBT
            given that these patients had been highly pretreated including some   after HSCT. Yet if continued investigations confirm the early results,
            who had received prior donor lymphocyte infusion after posttrans-  post-HSCT CBT may become an important part of transplantation,
            plant relapse. They suggest an important potential role for CBT after   and  may  affect  both  the  efficacy  of  HSCT  and  its  place  in  the
            allogeneic transplant. With repeated dosing, ipilimumab did result in   treatment course of patients with HMs.
            increased irAEs, including two patients with grade 4 pneumonitis,
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            three cases of GVHD, and one treatment-related death.  In most
            cases, however, AEs were manageable and did not prevent continued   Endpoint Definition
            treatment with ipilimumab; however, safety of CBT in this setting
            will need to be carefully monitored.                  Early  trials  in  CBT  in  solid  malignancies  showed  that  patients
                                                                  occasionally  had  evidence  of  progression  before  a  response,  longer
                                                                  times to CR than with traditional treatments, and long-term disease
            LESSONS FROM CTLA-4 AND PD-1 BLOCKADE                 stability despite meeting traditional criteria for progressive disease.
                                                                                                                   30
                                                                  As a result, new response criteria, the immune-related response cri-
            Selection of Tumors and Patients                      teria, were proposed for solid malignancies to account for different
                                                                  radiographic responses to therapy and to prevent early withdrawal of
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            Unlike CTLA-4, the expression of PD-1 and its ligands varies widely   treatment  from  patients  who  might  eventually  show  a  response.
            across tumor types and patients. Differences in expression have been   Hints  of  a  similar  pattern  of  delayed  radiographic  responses  and
            helpful in predicting the responses to PD-1 blockade in solid tumors,   disease stability have been seen in HMs. For example, 21% of patients
            and those lessons may be instructive for the development of CBT in   had a delayed response (4 months or more after initiation of therapy)
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