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C H A P T E R  102 


                                                              IMMUNE CHECKPOINT BLOCKADE IN 

                                                                       HEMATOLOGIC MALIGNANCIES


                                                                       Reid Merryman and Philippe Armand





            INTRODUCTION                                          manageable safety profile but also an unprecedented overall survival
                                                                                                        5
                                                                  benefit with significant rates of long-term survival.  Beyond mela-
            The acquisition of a malignant phenotype by a cell is accompanied   noma,  ipilimumab  has  also  shown  therapeutic  benefit  in  prostate,
                                                                                                        6–8
            by many genetic and epigenetic changes. These changes result in the   pancreatic,  and  nonsmall-cell  lung  cancer  cancers.  These  results
            generation of distinct antigens (“tumor neoantigens”), which can be   sparked interest in using CTLA-4 blockade in the treatment of HMs.
            potentially recognized by T-cell receptors (TCRs) and targeted by a   In 2009, the first reported study, a phase 1 trial of ipilimumab in
            cell-mediated immune response. T-cell activation is a complex and   relapsed or refractory (R/R) non-Hodgkin lymphoma (NHL), dem-
            carefully regulated process governed by stimulatory and inhibitory   onstrated an 11% objective response rate (ORR). The response rate
            signals from antigen presenting cells (APCs) and other cells in the   was less notable than the duration of the two clinical responses—a
            surrounding microenvironment. Many inhibitory and costimulatory   complete response (CR) in a patient with diffuse large B-cell lym-
            receptors, termed “immune checkpoints,” have now been identified.   phoma (DLBCL) lasting 31 months and a partial response (PR) in
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            Tumor cells are known to interfere with the normal operation of these   a patient with follicular lymphoma (FL) lasting 14 months.  Such
            pathways, providing a critical mechanism by which they can evade   durable  responses  with  single  agent  therapy  spurred  interest  in
            immune destruction. Our understanding of both the normal regula-  CTLA-4  blockade  specifically  and  CBT  in  general  within  HMs.
            tion of T-cell function and its dysregulation by malignant cells has   There  are  ongoing  trials  of  ipilimumab  in  myeloid  and  lymphoid
            accelerated greatly in recent years, allowing therapeutic intervention   malignancies (NCT01757639, NCT01896999, NCT01729806). In
            at  the  level  of  the  immune  synapse. The  clinical  development  of   addition,  ipilimumab  has  shown  promise  for  the  postallogeneic
            immune  checkpoint-blocking  monoclonal  antibodies  (mAbs)  now   transplant  relapse  setting,  where  it  may  augment  the  graft-versus-
            allows the therapeutic modulation of those pathways in vivo and the   tumor (GVT) effect, as discussed later.
            restoration of antitumor immune activity in patients. Already, anti-  Importantly, early clinical results in HMs suggested that immune-
            bodies for two targets—cytotoxic T lymphocyte-associated antigen    related adverse events (irAEs) with ipilimumab are similar to those
            4  (CTLA-4)  and  the  programmed  cell  death  protein  1  (PD-1)   seen in solid malignancies. Continued observation and reporting will
            pathway—have  shown  impressive  efficacy  in  clinical  trials.  Several   be necessary to ensure that rates of pneumonitis, colitis, dermatitis,
            other targets are under investigation with promising preclinical and   endocrinopathies, and other immune side effects are generally man-
            early  clinical  results  (Fig.  102.1).  Checkpoint  blockade  therapies   ageable in HMs, as they appear to be in solid malignancies.
            (CBT) have been more extensively studied in solid malignancies, but
            a small number of early phase studies have generated exciting results
            in hematologic malignancies (HMs), particularly in Hodgkin lym-  PROGRAMMED CELL DEATH PROTEIN 1
            phoma (HL). Given those early results, and the well-known suscep-
            tibility of many HMs to immunotherapy, illustrated by the success   PD-1 is an inhibitory immune checkpoint receptor expressed on T
            of allogeneic hematopoietic stem cell transplant (HSCT) across many   cells  and  other  lymphocytes.  Like  CTLA-4,  PD-1  is  upregulated
            HM subtypes, there is today a real hope that CBT could profoundly   upon  T-cell  activation.  When  bound  to  one  of  its  two  ligands
            influence the treatment paradigms in HMs.             (PD-L1 or PD-L2), it inhibits T-cell activation via phosphatase activ-
                                                                                                                    2
                                                                  ity in a mechanism that appears to be distinct from that of CTLA-4.
                                                                  In  addition  to  CD8+  effector T  cells,  PD-1  is  expressed  on Tregs
            CYTOTOXIC T LYMPHOCYTE-ASSOCIATED ANTIGEN 4           where it promotes their proliferation and downregulation of immune
                                                                         10
                                                                  responses.   PD-1  is  expressed  on  tumor-infiltrating  lymphocytes
            CTLA-4, an inhibitory receptor expressed on T cells, was the first   across many different types of tumors, and its ligands PD-L1 and
            immune  checkpoint  receptor  to  be  targeted  for  immunotherapy.   PD-L2 are upregulated in many different tumors. 10–12  In contrast to
            Upon  T-cell  activation,  CTLA-4  is  generally  upregulated,  which   CTLA-4, which regulates early phases of T-cell activation, the PD-1
            results in the dampening of T-cell function through several mecha-  pathway appears to be most important during the effector phase of
                                                                                                                   10
            nisms. First, CTLA-4 counteracts the costimulatory receptor CD28   T-cell activation that occurs within the tumor microenvironment.
            by  binding  to  their  shared  ligands  CD80  and  CD86  with  greater   It was therefore hoped that PD-1 blockade would provide a more
                 1
            affinity.  It triggers multiple inhibitory cell signaling pathways leading   targeted immune-enhancing approach at a later stage of T-cell activa-
                        2,3
            to T-cell anergy.  Finally, it downregulates the function of T-helper   tion  and  therefore  result  in  lower  rates  of  irAEs  compared  with
            cells and enhances the action of regulatory T cells (Tregs) through   CTLA-4 blockade.
                                               1
            mechanisms  that  are  not  yet  fully  understood.  The  multifactorial   Like  CTLA-4,  PD-1  blockade  showed  important  therapeutic
            actions of CTLA-4 underpin its importance in maintaining immune   activity  in  melanoma,  where  phase  III  studies  have  shown  benefit
                                                                                        13
            tolerance,  which  is  demonstrated  by  the  immune  hyperactivation   in  heavily  pretreated  patients.  Trials  of  PD-1  and  PD-L1  block-
            phenotype of the lethal CTLA-4 knockout mouse. 4      ade  have  also  demonstrated  benefit  in  nonsmall-cell  lung  cancer,
              Given its fundamental role in immune tolerance, CTLA-4 was a   RCC,  and  other  solid  malignancies. 14–16   Multiple  mAbs  against
            natural target for testing the concept of immune checkpoint blockade;   PD-1 and PD-L1 have been developed and are in different stages
            however, the prospect of blocking CTLA-4 in humans also raised the   of  investigation.  At  this  time,  three  PD-1  inhibitors—nivolumab
            specter of significant autoimmune toxicity. In fact, clinical trials of   (Bristol-Myers Squibb, Princeton, NJ, USA), pembrolizumab (Merck,
            CTLA-4 blockade using the mAb ipilimumab (Bristol-Myers Squibb,   Kenilworth, NJ, USA), and pidilizumab (CureTech, Yavne, Israel)—
            Princeton, NJ, USA) in patients with melanoma showed not only a   have  been  studied  in  published  trials  in  HMs,  with  preliminary
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