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256          PART TwO  Host Defense Mechanisms and Inflammation


        MHC class I on NK-cell lytic function against tumors. However,   resistant to NK-cell cytotoxicity. These findings are supported
        how self-tolerance is achieved has been less clear. The initial   by studies that show that high-risk, but uninfected, individuals
        theory to explain self-tolerance was the “at least one receptor”   appear to have increased NK-cell activity and that the combination
        model, which proposed that NK cells must express at least one   of the expression of HLA-Bw4 and the KIR3DS1 gene is associated
        self–MHC class I inhibitory receptor. A second model suggested   with delayed progression to AIDS. Finally, HIV viremia induces
        that the receptor repertoire is shaped by selection by the specific   several functional abnormalities on NK cells, suggesting that
        MHC haplotype and the presence of self-ligands. The observation   this complex virus and NK cells interact at multiple levels. 23
        that NK cells are not autoreactive in the absence of any inhibitory
        ligands (MHC class I–deficient mice) and are actually poor killers   Control of Malignant Cells
        suggests that the situation is more complex than these models   NK cells were named as such during the early 1970s for their
        allow for. A concept termed licensing was proposed to account   potent ability to kill leukemia cell lines in vitro and since then
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        for these observations.  Under this model, NK cells are initially   have been the focus therapies to boost cancer lysis in humans.
        unresponsive or “unlicensed” and acquire functional competency   Evading the immune system is a hallmark of cancer, but the
        through binding of at least one inhibitory receptor before they can   contribution of NK cells in tumor immune surveillance has been
        be activated and display cytotoxic function. An alternative “disarm-  difficult to assay as specific NK cell–deficient mouse models
        ing” model proposes that all NK cells are initially responsive   have only recently been generated. There is abundant evidence
        but that chronic stimulation by normal cells renders these cells   that NK cells can reduce tumor burden in animal models, and
        unresponsive, or “anergic,” unless the stimulation is opposed by   that the administration of cytokines that enhance NK-cell function
        MHC class I–specific inhibitory receptors. More recently a third   or number, including IL-2, -12, -15, and -21, or those that induce
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        “rheostat” model has also been proposed, whereby the number   IFN-α production, are protective against metastasis.  In light
        and affinity of inhibitory receptors it expresses tune NK-cell   of this, many clinical trials have been conducted to assess either
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        reactivity in a quantitative manner.  Regardless of the exact   cytokine treatment or the injection of ex vivo treated NK cells.
        tolerance mechanism, it is interesting that unlike with T cells,   Unfortunately, the high doses of IL-2 and IL-15 required for
        there is no evidence for clonal deletion of autoreactive NK cells.  efficacy are relatively toxic, and transferred NK cells have proved
                                                               difficult to target to tumors. Despite this, some successes have
        SPECIFIC NK-CELL FUNCTIONS                             been demonstrated for melanoma, leukemia, and lung and hepatic
                                                               cancers. Today, numerous immunotherapy trials are ongoing
        The ability to separate NK cells from T cells both phenotypically   and aim to exploit and boost NK cell–mediated tumor killing,
        and genetically has greatly enhanced the understanding of NK-cell   including antibodies against inhibitory receptors on NK cells,
        functions. Although some cytotoxic and immunomodulatory   modified IL-2/IL-15 reagents, bispecific or trispecific and killer
        capacities overlap with those of T cells, it is also apparent that   engaging (BiKE or TRiKE) antibodies that bind NK cells and
        some functions of NK cells are unique. Specific examples of   tumor antigens, tumor-specific antibodies,  in vitro expanded
        NK-cell functions are discussed below.                 patient-derived NK cells, and irradiated NK cell lines, to name
                                                               a few. 18
        Control of Viral Infections
        NK-cell activity rises early in the course of viral infection, partly   Role of NK Cells in Hematopoietic
        driven by the release of IL-12, IL-18, and IFN-α/β, which stimu-  Stem Cell Transplantation
        lates activation (Chapter 25). The evidence that NK cells are
        essential for host defense against viruses comes directly from    CLINICAL PEARLS
        patients and mice lacking NK-cell function and indirectly from   Exploiting Natural Killer (NK) Cells in
        viral strategies to avoid NK-cell recognition. Human patients   Leukemia Therapy
        with selective deficiencies in NK cells show a pronounced sus-
        ceptibility to recurrent severe infections, especially with HSV   Hematopoietic stem cell transplantation requires donor and recipient
        and CMV.                                                   human leukocyte antigen (HLA) matching to reduce graft-versus-host
           A powerful example of the role of NK cell–activating receptors   disease (GvHD) mediated by transplanted cytotoxic T lymphocytes
                                                                   (CTLs).
        in viral control is NK cell–mediated resistance to MCMV. Mouse   Haploidentical donors and recipients (those that share only one HLA
        strains that lack Ly49H are highly susceptible to MCMV, leading   haplotype) represent 50% of unrelated transplants and undergo a
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        to uncontrolled viral replication and death.  Importantly, this   stronger conditioning regimen to avoid GvHD.
        protection is mediated by the recognition of the m157 protein   Alloreactive NK cells are present after haploidentical transplant and provide
                                                      +
        of MCMV by Ly49H. The rapid accumulation of Ly49H  NK      a potent graft-versus-leukemia (GvL) effect in animal models.
        cells during  MCMV infection is  the first  example  of clonal   Transplantation from NK cell–alloreactive donors controls leukemia relapse
        expansion of NK cells in a manner similar to that of B and T   and improves engraftment without causing GvHD.
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        cells.  Surprisingly, these studies also found compelling evidence
        for the maintenance of a long-lived NK-cell  “memory”-like   In humans, allogeneic bone marrow transplantation can cure
        population (described below), blurring the line between innate   leukemia through the reaction of donor CTLs in the graft
        (NK cells) and adaptive (B and T cells) immune cells.  against the residual leukemic cells. These transferred T cells also
           As mentioned earlier, there is also evidence that NK cells have   mediate GvHD. The need to prevent GvHD as a result of strong
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        direct effects on the progression of HIV infection.  NK cells are   immunosuppression is the major cause of transplantation failure
        able to lyse HIV-infected target cells either directly or by ADCC.   because of infection and cancer relapse. It has been proposed
        Despite this ability, NK-cell responses are impaired in patients   that obtaining the transplant from a haploidentical donor (identi-
        with HIV infection, as infected T-cell blasts selectively down-  cal at one HLA haplotype and fully mismatched on the other,
        regulate some  HLA genes to avoid CTL activity but remain   for example, a parent) provides allogeneic NK cells with an HLA
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