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CHAPTER 2: Measuring Quality  13


                    patients, those with specific conditions being cared for in a specialty   Table 2-3 contains a list of selected processes of care indicators, with
                    ICU outside of the needs of the patient, may actually be harmed by   validated outcomes summarized to guide in understanding expected
                    these models.                                         benefits from these processes. The last column contains a description
                        ■  PROCESS                                        of the suggested quality indicator to be measured. The definitions are
                                                                          intentionally broad to allow for local needs in defining eligible patients.

                    Given the limitations in studying outcomes or structure as measures of   Given the state of evidence, it is entirely  possible that some of these
                                                                          evidence-based process measures will be under debate as you review
                    quality, process of care seems like an appealing option. Process measures   this table.
                    have intuitive appeal to clinicians who may find data showing that they
                    than recommendations about structure of the ICU or risk-adjusted   ■  OUTCOME
                    are not doing something they believe they should be more compelling
                    mortality. It also seems a clearer way to address a clinical behavior than   Mortality, despite its limitations, will always remain high on the list of
                    other quality reports. Finally, for statistical reasons it is easier to moni-  quality measures stakeholders request when discussing quality. For obvi-
                    tor changes in more common processes than in rare events like death or   ous reasons, crude mortality is inadequate to assess this outcome, and
                    VAP. Selecting process measures, particularly in critical care, presents   intensive care has led the field of risk adjustment for decades. 132-134  Scoring
                    some challenges. Ideally process measures should be linked with com-  systems have helped us simplify our epidemiological description of criti-
                    pelling, usually randomized trial, evidence of a direct effect on outcome.   cally ill patients and adjust for confounding due to severity of illness in
                    These evidence-based process indicators may be referred to as outcome   research; however, they have not been validated to be used for (1) bench-
                                                                                                                 34
                    validated and represent direct measures of quality.  Unfortunately,   marking  or (2) identification of low performing units.  One important
                                                                                40
                                                          126
                    there is scarce availability of indicators that have been robustly validated   question remains to be answered: Is it useful to monitor mortality over
                    in critical care. Even processes of care based on large randomized clini-  time as a quality improvement strategy in individual units? Intensivists
                    cal trials, such as low tidal volume ventilation for acute lung injury,    advocate for several different methods of longitudinal follow-up, including
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                    have been disputed in the literature.  This is the very nature of science   serial standardized mortality ratios (SMRs), risk-adjusted p charts, risk-
                                              128
                    and to expect 100% agreement would break the safeguard against col-  adjusted CUSUM charts, and other approaches.  However, to date there
                                                                                                           135
                    lective error that derives from differences in opinion.  Although not   are no data to validate the use of longitudinal SMRs to monitor quality.
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                    unique to critical care, developing strict process measures of quality of   What makes risk-adjusted mortality unsuitable to be used as a quality
                    care will always be difficult as the evidence base is modest and evolving.   indicator?
                    Glucose control and renal dose dopamine are just a few of the treatments
                    that might have made excellent process measures of quality until they     1.  SMRs can change due to factors unrelated to the quality of care,
                    were shown to be ineffective or harmful.                 such as the way laboratory values and vital signs are recorded. In an
                     There is a bit of confusion in the literature regarding what processes of   elegant study, patients had laboratory values and vital signs recorded
                    care means. Examples of processes of care include deep venous throm-  at ICU admission and then as per clinical indication (standard mea-
                    bosis prophylaxis, sedation interruption strategies, daily assessment of   surement), concomitantly, the authors measured laboratory values
                    readiness to wean, head of bed elevation, assessment for early enteral   every 2 hours and vitals whenever they were abnormal (intensive
                    nutrition, compliance  with evidence-based protocols, use  of continu-  measurement). The intensive measurements led to absolute SMRs
                    ous subglottic aspiration, stress ulcer prophylaxis, and low tidal volume   10% lower than the standard measurements, in both APACHE II
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                    ventilation. Practices that are frequently cited as processes of care, but   and SAPS II.  An ICU using more intensive measurement will look
                    that we do not consider as such, include length of ICU stay, proportion   better than one that uses standard measurement, even when no real
                    of occupied beds, duration of mechanical ventilation,  plateau airway   differences exist because the more intensive monitoring yields more
                                                           130
                    pressures below 30 cm H O,  and central venous saturation above   extreme values for severity of illness variables.
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                                       2
                    70%.  The reason for not considering these as processes of care indica-    2.  Differences in case mix may lead to differences in the estimate of
                       131
                    tors is that they are confounded by patients’ characteristics and are not   the SMR. Even though risk-adjusted models are supposed to deal
                    under the exclusive control of providers. It is easy to understand this   with different patient characteristics, they are still far from perfectly
                    concept when we discuss ICU length of stay or duration of mechanical   calibrated. In fact, changing the  severity of the case mix  leads to
                    ventilation. These end points are clearly influenced by more than just our   differences in the SMR even when there are no real differences in
                    clinical processes of care and cannot be compared across patients and/  observed outcome per category. In one study, the SMR was catego-
                    or centers without appropriate risk adjustment. However, it is harder to   rized by mortality risk, with a cutoff of 10% risk.  Patients with
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                    understand why physiologic targets of appropriate treatments are not   lower risk had SMRs above 2, while those with higher predicted
                    ideal process of care variables. For example, lung protective ventilation   risk had SMRs close to 1. Obviously, units with higher percentage
                    for ARDS using one protocol prescribes the tidal volume and a target   of low-risk patients may look worse than units that care only for
                    plateau pressure. The physician has complete control over setting the   sicker patients. This effect is also expected with different popula-
                    tidal volume, however, the resulting plateau pressure reflects a complex   tions where the model may calibrate differently in different patient
                    interaction between the process measure (tidal volume) and patient fac-  subsets. Therefore, even though risk-adjustment models were devel-
                    tors like thoracic compliance. Ideally, the quality measure would capture   oped to allow for comparisons of different groups of patients, their
                    the attempt of the physician to respond to the plateau pressure and   imperfect calibration makes this use challenging.
                    titrate the tidal volume, but this is difficult to measure. There is nothing
                    wrong with including physiologic targets of evidence-based processes   Nevertheless, it seems inappropriate to completely ignore the infor-
                    like plateau pressure, central venous saturation, or sedation scores as   mation that may be present in risk-adjusted mortality data. The main
                    quality measures, however, they lack one of the basic advantages of   concern is that the SMR and changes in it over time should prompt
                    process measures, specifically, insensitivity to patient factors and risk   appropriate investigations. Hospitals with SMRs that indicate low mor-
                    adjustment. Therefore, if an ICU looks bad because their patients tend   tality and good quality of care should not be overly confident that quality
                    not  to  achieve  some  physiologic  targets,  this  might  be  due  to  failure   is excellent anymore than hospitals with poor SMRs should be punished
                    to adequately implement the process of care or it might be due to age,   for an isolated value.
                    obesity, severity of illness, or any of a number of patient factors. If physi-  Recent years have been marked by an increasing interest in nosoco-
                    ologic targets of evidence-based process measures are included in qual-  mial infections such as VAP and catheter-related blood stream infection
                    ity assessments, some thought should be given to the need to risk adjust   (CR-BSI). Hospital-acquired infections are an exciting topic for many
                    the results to the patient population.                stakeholders.  They  are  thought  to  be  preventable  and  causally  linked








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