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C H A P T E R          68 

                                                                                    THE POLYCYTHEMIAS


                                         Marina Kremyanskaya, Vesna Najfeld, John Mascarenhas, and
                                                                                                 Ronald Hoffman





            Under normal conditions, the red blood cell (RBC) mass in humans   delivery  to  tissues.  Regulation  of  oxygen  homeostasis  is  critical  to
            is tightly controlled and remains relatively constant in a given indi-  survival. In humans, oxygen sensing occurs at many levels, leading to
            vidual. The numbers of senescent RBCs lost daily are replaced by   both acute and chronic adaptation. The acute reduction of the avail-
            newly  formed  ones  by  a  carefully  controlled  network  of  growth   ability of oxygen leads to the initiation of a cascade of adaptive events
            factors and progenitor cells. Erythropoiesis can be augmented by a   that sets in place compensatory events to correct the lack of oxygen
            variety of stimuli that increase the delivery of oxygen to tissues. This   supply. Low oxygen levels, or hypoxia (60 mmHg), in humans cause
            delicate balance can be disturbed by various pathologic conditions   oxygen-sensing  chemosensory  cells  to  undergo  rapid  membrane
            and  can  result  in  either  reduced  numbers  of  RBCs  (anemia)  or   depolarization within seconds, leading to the production of action
            excessive numbers of RBCs (polycythemia). Hematocrit values over   potentials, influx of calcium ions, and release of the neurotransmitters
            49% in males and 48% in females are abnormal and require further   that result in stimulation of the brain stem that controls the respira-
            evaluation to determine if the patient has an absolute increase in their   tory and cardiovascular systems. These chemosensory cells are found
            RBC mass and if investigation of its cause should be pursued. The   within the glomus cells of the carotid body located at the bifurcation
            RBC mass is increased if it is greater than 125% above that expected   of the internal and external carotid arteries. The released neurotrans-
            for  sex  and  body  mass.  The  measurement  of  the  RBC  mass  is  a   mitters activate the nerve endings of the carotid body sensory nerve
            diagnostic  study  that  is  now  available  at  a  dwindling  number  of   to  convey  to  the  CNS  signals  that  command  ventilation  to  fight
            tertiary care centers, making other diagnostic studies pivotal in evalu-  hypoxia,  resulting  in  an  increase  of  the  lung  ventilation  rate  and
            ating patients with elevated hematocrit levels. Polycythemic states can   restoration  of  normal  oxygen  tension  to  vital  organs.  In  addition,
            be caused by a variety of disorders that can be attributed to several   there are changes in blood pressure and heart rate to maximize oxygen
            pathophysiologic mechanisms. Determination of the etiology of an   delivery. The carotid body is the organ with the greatest blood flow
            individual’s polycythemia is a critical step in defining the patient’s   within the body. Activation of the carotid body results in the sensa-
            appropriate prognosis and treatment plan. Primary polycythemias are   tion  of  breathlessness  experienced  by  individuals  at  high  altitudes.
            the result of innate abnormalities involving hematopoietic progeni-  During chronic hypoxia when the carotid body is permanently active,
            tors and stem cells that lead to constitutive overproduction of RBCs,   there  is  marked  enlargement  of  the  carotid  body  because  of  an
            which  are  accompanied  by  low  erythropoietin  (EPO)  levels.  By   increase in capillaries and a marked reduction in the mean distance
            contrast, secondary polycythemias are the consequence of a number   from the capillaries to the edge of the chemoreceptor cells.
            of conditions that lead to increased EPO production, which acts on   In response to chronic hypoxia, multiple compensatory mecha-
            normal  progenitors  to  overproduce  RBCs.  In  a  small  number  of   nisms come into play over several days within the kidneys, the major
            patients,  the  cause  of  erythrocytosis  cannot  be  determined;  these   site of EPO production. Hypoxic stimulation results in production
            patients are classified as having idiopathic erythrocytosis.  of hypoxia-inducible factor-1 (HIF-1), the major factor responsible
                                                                                                     1
                                                                  for transcriptional activation of the EPO gene.  The HIF transcrip-
                                                                  tional system is a master regulator of the hypoxic response controlling
            ERYTHROPOIESIS                                        a large number of genes in multiple cell types. HIF-1 is a heterodi-
                                                                  meric protein consisting of HIF-1α and HIF-1β, which is required
            RBC production can be influenced by numerous factors, including   for normal development of the heart, blood vessels, and blood cells.
            nutrients,  growth  factors,  numbers  and  function  of  bone  marrow   The levels of HIF-1α increase exponentially as the oxygen concentra-
            (BM) progenitor and precursor cells, and cellular receptors and tran-  tion declines. As the key mediator of cellular oxygen maintenance,
            scription factors. EPO is considered to be the physiologic regulator of   HIF-1  facilitates  body  oxygen  delivery  and  responses  to  oxygen
            the terminal phases of erythropoiesis. Alterations in its production are   deprivation  by  regulating  the  expression  of  gene  products  that
            followed by adjustments in the rate of formation of RBCs. In humans,   are  involved  in  cellular  energy  metabolism  and  glucose  transport,
            EPO production is controlled by the relative supply of oxygen to the   angiogenesis,  erythropoiesis  and  iron  metabolism,  pH  regulation,
            kidneys, the major site of EPO production. In states of severe hypoxia,   apoptosis, cell proliferation, and cell–cell and cell–matrix interactions.
            EPO production can be increased up to 1000-fold. In a healthy person   Classic  HIF  target  genes  include  phosphoglycerate  kinase,  glucose
            after phlebotomy, EPO excretion increases, and an inverse logarithmic   transporter-1, vascular endothelial growth factor (VEGF), and EPO.
            relationship  between  hematocrit  and  EPO  excretion  rates  exists.   The  HIF  proteins  are  members  of  the  Per–ARNT–Sim  family  of
            Patients with secondary erythrocytosis caused by chronic hypoxia have   heterodimeric basic helix–loop–helix transcription factors (Fig. 68.1).
            either  normal  or  increased  basal  EPO  values,  but  they  also  have   In  contrast  to  the  constitutively  expressed,  HIF-1β  subunits,
            increased values after reduction of the hematocrit to normal levels by   HIF-1α  is  an  oxygen-labile  protein  that  becomes  stabilized  in
            phlebotomy. By contrast, EPO excretion is invariably subnormal in   response to hypoxia. HIF-1α mRNA and protein levels are induced
            patients with polycythemia vera (PV), which demonstrates that this   by hypoxia, and HIF-1α protein levels decay rapidly with return to
            disorder is not a result of excessive EPO production.  normoxia.  The  posttranslational  regulation  of  HIF-1α  protein
                                                                  accounts for the majority of the regulation of this gene. Normoxia-
            ERYTHROPOIETIN, OXYGEN SENSING, AND                   induced, ubiquitin-mediated degradation of the HIF-1α protein is
                                                                  the major regulator of HIF-1α levels, thereby reducing the stimulus
            HYPOXIA-INDUCIBLE FACTOR                              for additional EPO production. The targeting and subsequent polyu-
                                                                  biquitination  of  HIF-1α  require  the  von  Hippel-Lindau  (VHL)
            Under normal conditions, EPO production is mediated by a reduced   protein, oxygen, and three different iron-requiring proline hydroxy-
            oxygen content, termed hypoxemia, which leads to decreased oxygen   lase (PHD) enzymes (see Fig. 68.1). The PHD proteins exist in three

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