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1578   Part IX  Cell-Based Therapies


        and  may  also  have  a  role  in  preventing  graft-versus-host  disease   has been demonstrated in pediatric, but not adult ALL, suggesting
        (GVHD).                                               that unique interactions between NK cells and targets might account
                                                              for these differences.

        CLINICAL APPLICATIONS OF NATURAL KILLER CELLS         Natural Killer Cell Function After Hematopoietic  
                                                              Cell Transplantation
        Determination of Donor Natural Killer  
        Cell Alloreactivity                                   Despite their high numbers early after HCT, engrafting NK cells are
                                                              not fully functional. This has been demonstrated by several investiga-
        It  is  widely  accepted  that  the  ability  of  NK  cells  to  contribute  to   tors. 19,20   Foley  et al  studied  simultaneous  NK  cell  functions  in
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        protection from relapse and infection requires that they be function-  response to target cell exposure.  They reported that degranulation
        ally competent and present in sufficient numbers. As described earlier,   stimulated by class I–negative targets recovered early after transplant,
        NK cells are alloreactive against targets that lack self-HLA ligands for   suggesting that NK cells could be educated through either NKG2A
        the inhibitory receptors that contributed to their education or licens-  or KIR. NK cells from double umbilical cord grafts exhibited CD107a
        ing. Recent studies have suggested that the diversity of the NK cell   hyperfunction  compared  to  adult  unrelated  donors,  which  may
        repertoire is massive (6000–30,000 phenotypically distinct individual   explain  the  enhanced  relapse  protection  seen  in  this  setting.  In
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        clones  in  an  individual),   allowing  NK  cell  education  to  occur   marked contrast, IFN-γ production was severely diminished for at
        through multiple receptor–ligand interactions. Several models have   least  6  months  post-HCT,  especially  in  settings  of T-cell  depleted
        been developed to predict NK cell alloreactivity, but the aforemen-  grafts  (even  without  posttransplant  immune  suppression)  or  grafts
        tioned diversity suggests that the in vivo response is more complicated   containing naive T cells (UCB), suggesting that NK cells require T
        than the existing models. Donor and recipient HLA typing can be   cells for optimal education. This defect could be rapidly reversed by
        used  to  determine  KIR–ligand  mismatch  or  incompatibility,  as   short-term exposure to IL-15. In addition, and in contrast to CD107a
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        defined by the Perugia group,  which predicts that donor-derived   degranulation,  IFN-γ  production  could  only  be  educated  through
        NK cells will be alloreactive in the graft-versus-host direction when   self-KIR  (NK  cells  expressing  KIR  that  encounter  their  cognate
        recipients lack C2, C1, or Bw4 alleles that are present in the donor.   ligand  [MHC  class  I]  in  the  recipient),  suggesting  a  hierarchy  of
        Alternatively, in the KIR–ligand absence model, alloreactive potential   thresholds for different NK effector functions. Lastly, different con-
        is based entirely on the number of KIR ligands (HLA molecules) a   ditioning regimens may have varied effects on the tempo of NK and
        recipient lacks. The receptor–ligand model of alloreactivity requires   T-cell reconstitution after transplantation and may therefore affect
        knowledge of the inhibitory KIR expression in the donor (based on   function and impact on clinical outcomes.
        assessment of the donor KIR genotype or phenotype). Because KIR
        genes  have  multiple  alleles  with  variable  levels  of  expression  and
        functional activity, alloreactivity may be best determined by evaluat-  Donor Selection Based on Killer  
        ing the donor KIR genotype with functional assessments of their KIR   Immunoglobulin-Like Receptor Genotype
        phenotype.
                                                              Another approach to capitalize on the beneficial effects of NK cells
        The Role of Natural Killer Cells in Hematopoietic     after HCT is to consider the full KIR genotype of potential donors.
                                                              In a study of 448 patients undergoing myeloablative HLA-matched
        Cell Transplantation                                  or -mismatched unrelated donor (URD) HCT for AML, the 3-year
                                                              overall survival was significantly higher after transplantation from a
        NK  cells  are  the  first  lymphocyte  population  to  reconstitute  after   KIR B/x genotype donor (containing at least 1 B haplotype), irrespec-
        HCT.  Engrafted  alloreactive  NK  cells  may  mediate:  (1)  decreased   tive of recipient KIR genotype, with a 30% improvement in relative
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        rates of GVHD by targeting of host APC; (2) improved engraftment   risk of relapse-free survival.  A subsequent analysis of 1409 URD
        by secretion of stem cell trophic cytokines and elimination of host   transplant recipients confirmed these findings and refined the benefi-
        immune barriers; (3) targeting minimal residual leukemia and reduce   cial effect of KIR B genes to AML patients. Similar effects were not
        relapse; and (4) decreased infectious complications. An early report   seen in ALL. In addition, this later study showed that the most benefit
        published by the Perugia Group in 2002 demonstrated a beneficial   from donor KIR B genotype was localized to genes present in the
        effect of alloreactive NK cells and showed that donor KIR–ligand   centromeric  part  of  the  KIR  locus.  The  greatest  protection  from
        mismatched  NK  cells  in  the  GVHD  direction  play  a  key  role  in   relapse  and  best  disease-free  survival,  in  both  HLA  matched  and
        achieving  durable  remission  after  CD34+  selected  (T-cell  deplete)   mismatched transplants, was associated with donors homozygous for
        haploidentical transplantation for AML, but not ALL. KIR–ligand   this region. Donors could be stratified by KIR into those with Best
        mismatched  donors  were  associated  with  improved  engraftment,   (Cen-B homozygous present in 11% of the population), Better (≥2
                                       15
        decreased relapse, and decreased GVHD.  However, in a long-term   B defining domains as seen in 20% of the population), or Neutral
        follow up of 112 patients, only decreased relapse in patients trans-  donor KIR genotypes. A publicly available calculator to determine
        planted while in complete remission and improved disease-free sur-  this  stratification  is  available  online  (http://www.ebi.ac.uk/ipd/kir/
        vival were maintained. Subsequent analyses of the role of KIR–ligand   donor_b_content.html). KIR genotyping as few as three of the best
        mismatching  and  KIR–ligand  absence  in  different  settings  have   HLA  matched  donor  candidates  should  substantially  increase  the
        produced mixed results. In umbilical cord blood (UCB) transplanta-  frequency of URD transplants from donors with favorable KIR gene
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        tion, the effect of KIR–ligand mismatching on outcomes appears to   content (from 31% to 79%) AML.  New studies suggest that the
        depend on either the intensity of the preparative regimen or the drugs   benefit of Better/Best donors is further enhanced in HLA-C1 but not
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        used (i.e., ATG or not). 16,17  In a 2009 study of 169 children treated   HLA-C2  recipients,  which  may  inhibit  KIR2DS1   NK  cells  by
        with autologous HCT for neuroblastoma, KIR–ligand absence was   downtuning  NK  cell  educations  in  the  context  of  HLA-C2. 24,25
        strongly  associated  with  improved  survival  and  decreased  risk  of   Several  prospective  trials  using  different  graft  sources  designed  to
                       18
        disease  progression.   Inconsistent  effects  of  KIR–ligand  mismatch   select  donors  for  relapse  protection  are  underway.  The  benefit  of
        and KIR–ligand absence strategies are likely caused by differences in   donor KIR B/x has been verified in other studies, and all KIR B genes
        the  stem cell source, conditioning, degree of T-cell  depletion,  and   contribute the clinical benefit. The B-haplotype KIR genes 2DL5A,
        post-HCT immunosuppression used, all of which can affect NK cell   2DS1,  and  3DS1  were  associated  with  an  AML-specific  fourfold
        development, education, and function. Despite this confusion, NK   reduction in relapse in a study of 246 T-cell depleted HLA-matched
        cell effects continue to emerge, implicating them as having a key role   sibling  transplants,  and  KIR  B  haplotypes  were  associated  with
        in protecting against relapse in myeloid malignancies. Similar promise   improved survival and reduced TRM in association with less CMV
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