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CHAPTER 4: Infection Prevention and Surveillance in the Intensive Care Unit  23



                     CHAPTER    Infection Prevention and                  better understand the impact of infection control programs on health
                                                                          care–associated infection rates in a random sample of 338 US hospi-
                       4        Surveillance in the Intensive             tals.  Programs that had the greatest impact in reducing health care–
                                                                            9
                                                                          associated infection rates had the following components: organized
                                Care Unit                                 surveillance and active intervention in patient care by infection control
                                                                          staff to reduce the risk of infection, a physician trained in infection con-
                                Hitoshi Honda                             trol methods, a fixed ratio of infection control specialists to patient beds,
                                David K. Warren                           and a system for reporting surgical infection rate to surgeons. In hospi-
                                Marin H. Kollef                           tals that implemented infection control programs meeting these criteria,
                                                                          the incidence of health care–associated infections decreased hospital
                                                                          wide by 32%, whereas in hospitals with ineffectual programs, infections
                     KEY POINTS                                           increased by 18% over a 5-year period. These findings led to regulations
                                                                          requiring that hospitals demonstrate that their infection prevention
                        •  Focused surveillance for health care–associated infections is the    programs meet the preceding criteria in order to maintain accreditation.
                      cornerstone of infection prevention activities in the ICU.
                        •  Commonly used invasive devices such as central venous and uri-
                      nary catheters and endotracheal tubes are significant risk factors   SURVEILLANCE
                      for health care–associated infection. Evidence-based ICU policies   Surveillance  for  health  care–associated  infection  is  the  cornerstone
                      and procedures and staff education can reduce the risk of device-  of effective infection control activity in the ICU. Surveillance activity
                      related infections.                                 serves several key functions, including the early detection of potential
                        •  Antibiotic resistance is an increasing problem, and its containment   outbreaks, the identification of high endemic rates of infection as targets
                      and prevention require a multifactorial approach, including ade-  for intervention, and evaluation of the effectiveness of efforts to prevent
                      quate hand hygiene, surveillance for resistant pathogens, enforced   infection. The process of surveillance itself involves the continuous and
                      infection control precautions, and prudent use of antibiotics.  systematic collection, tabulation, analysis, and dissemination of infor-
                        •  Standard infection control precautions should  be applied to all   mation on the occurrence of nosocomial infections within the ICU. It
                      ICU  patients.  Precautions  for  contagious  or  epidemiologically   was noted early in the development of infection control programs that
                      significant pathogens are based on modes of transmission.  feedback of nosocomial infection rates to clinicians, along with active
                                                                          intervention, is a necessary element to a successful program and that
                                                                          collection of surveillance information without this feedback is ineffec-
                                                                          tual at reducing infection rates.  Health care–associated infection sur-
                                                                                                 9
                    Health care–associated infections result in significant morbidity and   veillance in the ICU involves the cooperation of both infection control
                    mortality. Health care–associated infections have been reported to   and ICU personnel for both exchange of data and developing effective
                    affect approximately 2 million hospitalized patients in the United States   infection control measures.
                    annually, at an estimated cost of $57.6 billion in 2000 and approximately   Infection control surveillance, particularly when it involves chart
                    100,000 deaths.  ICU beds, while only accounting for 5% to 10% of all   review, can be labor intensive. Because of the reality that limited
                               1-3
                    hospital beds, are responsible for 10% to 25% of health care costs gener-  resources are available for infection control surveillance and interven-
                    ated.  Patients admitted to the ICU have been shown to be at particular   tion, a practice known as focused or targeted surveillance is commonly
                       4
                    risk for health care–associated infections, with a prevalence as high as   employed. This involves both hospital infection control and ICU per-
                    30%.  Given the increasing strain on health care resources in the United   sonnel making determinations of the particular health care–associated
                       5
                    States and other countries, and the personal impact that these infections   infections to be monitored routinely. The factors involved in making the
                    have on patients, the prevention of nosocomial infections in the ICU   decision include the degree of morbidity or mortality that results from
                    should be an important goal of any critical care clinician.  the infection, the frequency that the infection is known or perceived to
                     A likely explanation to account for the observation that ICU patients   occur in the ICU, the proportion of ICU patients at risk of becoming
                    are more vulnerable to acquiring a health care–associated infection   infected, the extent to which effective interventions can be implemented
                    compared with other hospitalized patients is that critically ill patients   by the ICU team, the perception by both infection control and ICU
                    frequently require invasive medical devices, such as urinary catheters,   personnel that a particular infection represents a significant problem for
                    central venous and arterial catheters, and endotracheal tubes. Data on   that unit, and finally, state public-reporting mandates.
                    a sample of ICUs from the Centers for Disease Control and Prevention   Infection prevention surveillance data in the ICU typically are
                    (CDC) show that adult ICU patients have central venous catheters in   reported as the occurrence of a particular infection over a defined time
                    place and receive mechanical ventilation an average of 53% and 42%   period at risk (eg, cases of ventilator-associated pneumonia per total
                    of their total time spent in the ICU, respectively.  These devices result   number of patient days spent on mechanical ventilation per month),
                                                       6
                    in infection by compromising the normal skin and mucosal barriers   also known as an  incidence density. For infections that result from a
                    and serving as a nidus for the development of biofilms, which provide   point exposure (eg, the number of tracheostomy site infections per
                    a protected environment for bacteria and fungi. In a survey of cases of   total number of tracheotomies performed in one quarter), a cumulative
                    ICU-acquired primary bacteremia, 47% were catheter related.  While   incidence can be determined. Cumulative incidence is reported less com-
                                                                  7
                    the increased severity of illness of ICU patients makes intuitive sense as   monly in the ICU owing to the observation that infections in the ICU
                    a potential risk factor for health care–associated infection, few studies   result primarily from invasive devices that are in place for days to weeks.
                    have shown a consistent relationship.  This may be explained, however,   In order for the information collected for infection surveillance to
                                               8
                    by the fact that scoring systems were developed primarily to predict   be interpretable, a case definition for infection has to be developed.
                    mortality and may not adequately capture markers for health care–   Criteria for the diagnosis of health care–associated infections have been
                    associated infection, such as the need for prolonged parenteral nutrition.  developed by the CDC.  These surveillance definitions are widely used
                                                                                           10
                     Infection control in the ICU arose from hospital-wide infection   for tracking infection incidence within ICUs. It is important to note that
                    control programs developed in response to the staphylococcal pan-  these definitions were developed to ensure standardized surveillance
                    demic of the late 1950s and early 1960s. In 1976, the CDC initiated   methods. Many states in the United States that mandate public reporting
                    the Study on the Efficacy of Nosocomial Infection Control (SENIC) to   of health care–associated infections require these definitions be used.









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