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1614   Part X  Transplantation


        approaches have been taken including understanding whether there   define  killer-cell  immunoglobulin-like  receptor  (KIR)  ligands,
        are differences in risks associated with patient–donor mismatching   donor−recipient mismatching at positions 9, 99, 156, and 163 were
        for  (1)  DNA-defined  alleles  (“high-resolution  mismatches”)  com-  found to correlate strongly with GVHD risk. This study demonstrates
        pared  with  antigens  (“low-resolution  mismatches”);  (2)  specific   that mismatching for positions of HLA-A or HLA-C that participate
        amino acid positions, or groups of alleles defined by T-cell reactivity   in  peptide  binding  is  functional  and  provides  a  basis  for  defining
        (“T-cell epitope” or TCE mismatches), and (3) low- or high-expression   nonpermissive HLA allele mismatches. Of the 10 mismatch combi-
        HLA allotypes.                                        nations associated with GVHD risk, the JMDP explored whether the
                                                              same  mismatch  combinations  were  involved  in  both  GVHD  and
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                                                              relapse (GVL effects) or only one.  In a population of 4643 trans-
        Alleles and Antigens                                  plants, 10 mismatch combinations (4 for HLA-C and 6 for HLA-
                                                              DPB1) were statistically significantly associated with lowered relapse;
        With  the  availability  of  molecular  methods  for  defining  the  HLA   however, only a subset were also involved in GVHD.
        alleles  of  transplant  recipients  and  donors,  it  now  is  possible  to   A  recent  CIBMTR  analysis  of  HLA-matched  and  HLA-
        evaluate the impact of the location and number of mismatched amino   mismatched  unrelated  donor  transplants  performed  in  the  United
        acid  residues  as  potential  factors  defining  the  permissibility  of  a   States has identified three critical amino acid substitutions of class I
                                                                                  48
        mismatch. In a single-center study of graft failure after myeloablative   and  their  role  in  GVHD.   Patient–donor  mismatching  at  residue
        unrelated HCT, donor−recipient mismatching for HLA-A, HLA-B,   116 of HLA-C is associated with severe acute GVHD, and mismatch-
        or  HLA-C  antigens  conferred  greater  risk  for  graft  failure  than   ing at residue 99 with increased transplant-related mortality. Residue
                                        44
        did single allele mismatches at these loci.  The allele and antigen   9 of HLA-B was identified as a susceptibility position, associated with
        mismatches  represented  in  this  study  population  differed  in  the   increased  risk  of  chronic  GVHD. These  results  suggest  that  HLA
        number of nonsynonymous substitutions (a change in amino acids)   mismatches do not confer equivalent risks to GVHD and relapse and
        and in the location of the mismatch in the α 1 and α 2 domains of the   that  approaches  for  separating  GVH  from  GVL  may  be  possible
        molecule, suggesting that multiple mismatches for residues that affect   through  selected  HLA  combinations.  Statistic  models  have  been
        peptide binding and T-cell receptor contact might have been instru-  developed  to  predict  peptide  binding  of  HLA  molecules  as  an
        mental in evoking T-cell responses that led to graft failure in these    approach  to  predict  HLA  alleles  that  lead  to  diverse  binding  of
        patients.                                             peptide and that may consequently affect T-cell recognition of HLA
           Single-center and registry-based studies have examined allele and   and its minors.
        antigen mismatches and the risks conferred by each kind of mismatch   Initial observations suggested a role for HLA-DPB1 mismatching
                                                                         41
        on TRM and survival (see Table 105.6). In an early CIMBTR analy-  in graft failure.  The importance of T-cell epitope (TCE) recognition
        sis,  each  HLA-A,  HLA-B,  HLA-C,  or  HLA-DRB1  mismatch  was   of  HLA-DPB1  mismatches  in  GVHD,  relapse,  and  mortality  was
        found to confer a 9% to 10% lower overall survival compared with   subsequently  elucidated  in  a  large  population  of  unrelated  donor
                                 4
        a  baseline  of  8/8  allele  matches.   A  follow-up  registry  analysis  of   transplants.  In  this  retrospective  analysis  of  8539  transplants  per-
        patients receiving growth factor mobilized peripheral blood stem cell   formed worldwide, HLA-DPB1 TCE groups were assigned according
        transplants  confirms  the  high-risk  nature  of  HLA-C  antigen  mis-  to alloreactive T-cell cross-reactivity patterns established in a patient
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        matches, more so than HLA-C allele mismatches.  Among HLA-C   with graft failure after transplantation for thalassemia. 49,50  Compared
        allele  mismatches,  the  high  frequency  mismatch  between  C*03:03   with permissive HLA-DPB1 mismatches (i.e., outcomes similar for
        and  C*03:04  appears  to  be  associated  with  risks  comparable  with   mismatches  compared  with  matches),  nonpermissive  HLA-DPB1
        HLA-C−matching,  described  in  detail  later  in  the  section  entitled   mismatches (i.e., outcomes associated with mismatches were worse
        The Level of HLA Expression. These data are consistent with the   than those associated with other mismatches or matches) were associ-
        graft  failure  study  discussed  earlier  in  which  a  predominance  of   ated with significantly higher risks of severe acute GVHD, nonrelapse
        HLA-C  mismatches  and  allele  disparities  did  not  contribute  to   morality, and overall mortality. The TCE concept that mismatching
        increased risk. These studies demonstrate that avoidance of HLA-A,   at certain amino acid positions of HLA class I and II molecules may
        HLA-B, HLA-C, and HLA-DRB1 allele mismatches lowers the risks   affect  transplant  outcomes  differently  than  mismatching  at  other
        of posttransplant complications.                      amino  acid  positions,  has  recently  been  validated  by  the  NMDP/
                                                                      51
                                                              CIBMTR.  In this large US study of 8003 transplants, nonpermis-
        Mismatching at Amino Acid Residues                    sive HLA-DPB1 mismatching was associated with higher transplant-
                                                              related  mortality  compared  with  permissive  mismatches  or
        and T-Cell Epitopes                                   HLA-DPB1 matches.

        The hypothesis that donor−recipient mismatching at certain amino
        acid substitutions in the class I HLA molecule may be associated with   THE LEVEL OF HLA EXPRESSION
        higher posttransplant risks compared with mismatching at other resi-
                                    45
        dues was first tested by Ferrara et al.  Amino acid mismatching at   HLA expression has recently emerged as a key feature of alloimmunity
        residue 116 was found to be associated with significantly increased   in  infections  and  autoimmune  diseases  including  HIV-AIDS  and
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        risks  of  acute  GVHD  and TRM  compared  with  matching  at  this   Crohn  disease.  The  level  of  expression  of  HLA-C  and  HLA-DP
        residue.  Following  these  intriguing  findings,  the  JMDP  evaluated   allotypes has recently been found to be an important feature of the
        5210 Japanese recipients of unrelated donor transplants to identify   permissivity  of  donor–recipient  mismatching  at  these  two  loci.
        mismatched  residues  of  HLA-A,  HLA-B,  HLA-C,  HLA-DRB1,   Whereas high expression of HLA-C is associated with low viral set-
        HLA-DQB1, or HLA-DPB1 molecules that correlate with clinical   point in HIV-AIDS, high expression of HLA-C is associated with
               46
        outcome.   Analysis  of  each  allele-defined  mismatch  yielded  four   increased  risk  of  Crohn  disease.  In  a  recent  analysis  of  unrelated
        HLA-A, one HLA-B, seven HLA-C,  two  HLA-DR/DQ, and  two   donor transplants mismatched for only a single HLA-C determinant,
        HLA-DP mismatch combinations to be significantly associated with   the level of HLA-C expression was found to be informative for per-
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        increased posttransplant complications. Each allele was subsequently   missive  and  nonpermissive  HLA-C  mismatches.   As  the  level  of
        defined  by  its  putative  amino  acid  sequence,  and  all  polymorphic   expression of the patient’s mismatched HLA-C allotype increased, the
        donor−recipient mismatched positions at each locus were individu-  risks of acute GVHD and nonrelapse mortality also increased. When
        ally  analyzed  for  associations.  Donor−recipient  mismatching  for   mismatches were examined for C*03 and 07 (allotypes expressed at
        Tyr9−Phe9 of HLA-A and for Tyr9−Ser9, Asn77−Ser77, Lys80−Asn80,   the lowest levels) and C*01 and 14 (allotypes expressed at the highest
        Tyr99−Phe99,  Leu116–Ser116,  and  Arg156−Leu156  of  HLA-C   levels), mismatching for high-expression mismatches was associated
        were identified to be clinically significant. When the study group was   with increased risk when the HLA-C mismatch was also mismatched
        restricted to pairs matched at HLA-C for positions 77 and 80 that   at residue 116 and for natural KIR ligands. Residue 116 and KIR
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