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Chapter 107  Unrelated Donor Cord Blood Transplantation for Hematologic Malignancies  1641


            differences in chronic GVHD or other outcomes including neutro-  compared  with  single  CBT  in  certain  patients, 36,42,83   while  other
            phil  engraftment,  NRM,  relapse  and  OS  between  the  groups.   studies did not find a similar association. 76,81
            Although  patients  in  the  early-ATG  group  had  significantly  faster   The  Eurocord-Netcord  investigators  showed  that  the  use  of
            CD3+, CD4+, and CD4+-naive T-cell immune reconstitution at 1   DCBT with either myeloablative conditioning or RIC was associated
            and 2 months post-CBT compared with patients in the late-ATG   with  a  significantly  lower  risk  of  relapse  or  progression  at  2-years
            group, yet, there were no differences in viral reactivation episodes in   compared with single CBT (13% versus 38%; p = .009) in adults
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            early  and  late-ATG  groups. This  is  likely  related  to  attainment  of   with lymphoid malignancies, but without any difference in DFS.
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            similar  immune  reconstitution  by  3  months  post-CBT  in  both   Verneris et al  analyzed the risk of acute leukemia relapse in 177
            groups. Therefore, the early use of ATG does not offer any clinical   recipients of myeloablative CBT and found that for patients in first
            advantage over not using ATG at all.                  or  second  complete  remission,  the  risk  of  relapse  was  markedly
              Series of DCBT in adults incorporating ATG have demonstrated   reduced in DCBT recipients compared with single CBT recipients
            lower rates of GVHD than what is typically seen after CBT without   (19% versus 34%, p = .03). Again, no differences in leukemia-free
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            the  use  of  ATG.  For  example,  Cutler  et  al   reported  an  overall   survival (LFS) were noted between the groups (55% in single and
            incidence of grade II–IV acute GVHD of 9.4% and chronic GVHD   58% in DCBT group at 1-year, p = .35). However, the single CBT
            of 12.5% in adults (n = 32, median age 53 years) after RIC using   group included pediatric patients (n = 84, median age 8 years) while
            rabbit ATG (days –7, –5, –3, –1; total dose 6.0 mg/kg) and GVHD   the DCBT arm included mostly adults (n = 93, median age 24 years).
            prophylaxis with sirolimus plus tacrolimus. Unsurprisingly, immune   Another study in 110 adults with various hematologic malignancies
            reconstitution  was  remarkably  prolonged;  the  CD4+CD45RA+,   noted a trend towards lower relapse after DCBT with nonmyeloabla-
            CD4+CD45RO+, and CD4+CD25+ T-cell subsets did not reach the   tive  conditioning  (30%  versus  41%,  p  =  .07)  and  significantly
            pretransplantation levels even at 2-years posttransplantation. Conse-  improved  3-year  DFS  after  DCBT  (39%  versus  24%,  p  =  .05)
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            quently, five patients developed Epstein Barr virus (EBV) reactivation   compared with single CBT.  Another large registry study (n = 239)
            leading to fatal posttransplant lymphoproliferative disorder and five   by the Eurocord and the EBMT group in adults with acute leukemia
            additional patients died of sepsis (4 caused by human herpesvirus-6   in  first  complete  remission  receiving  myeloablative  conditioning
            and  EBV-related  meningoencephalitis).  The  NRM  at  2-years  was   found significantly improved 2-year DFS in DCBT group (48%) and
            34.4%, which is considerably higher than what is reported by other   single  CBT  patients  who  received  thiotepa/busulfan/fludarabine
            RIC  CBT  series. 78,86,88–94   Another  study  included  42  adults  RIC   conditioning  (48%),  compared  with  single  CBT  performed  with
            DCBT patients (median age 49 years) who received rabbit ATG and   either  busulfan-  or TBI-based  conditioning  (30%),  p  =  .003.  No
            tacrolimus/sirolimus  (69%)  or  cyclosporine  based  (31%)  GVHD   difference in the risk of relapse at 2-years (20% versus 19%, p = .72)
                     86
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            prophylaxis.  The  dose  and  timing  of  ATG  were  not  mentioned.   was noted in single or double CBT recipients respectively.  Of note,
            Although  there  were  low  incidence  of  grade  II–IV  acute  GVHD   DCBT recipients were younger, received higher cell dose, and ATG
            (21%) and chronic GVHD (24%), but as expected, T-cell immune   was used less frequently than other groups.
            reconstitution was substantially prolonged. The median number of   Contrarily, the CIBMTR-NYBC registry study of adult leukemia
                +
            CD4   T  cells  did  not  reach  >200 cells/mL  even  9  months  post-  patients did not find any difference in 2-year probabilities of relapse
            transplant leading to high rate of early infection (59%) within the   (32% versus 36%) or DFS (30% versus 32%) after single or double
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            first 100 days after transplantation. Similarly, Brunstein et al  showed   CBT, respectively. Correspondingly, the BMTCTN-0501 phase III
            an increased risk of EBV–related complications with the use of high   randomized study in pediatric patients found similar rates of 1-year
            dose equine ATG (15 mg/kg given every 12 hours for 6 doses, days   relapse  (12%  versus  14%,  p  =  .12)  and  DFS  (70%  versus  64%,
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            –5, –4, and –3) after Fludarabine/Cytaradine/total body irradiation   p = .11) among single-unit or DCBT recipients respectively.  There-
            (TBI) RIC regimen but not after myeloablative regimens. The inci-  fore, it is likely that the dissimilarities in relapse or DFS risk noted
            dence  of  EBV–related  complications  was  3.3%  in  patients  with   across studies are reflections of differences in patients, disease type,
            myeloablative CBT, but in patients with RIC CBT the incidence was   risk and remission status, and transplant characteristics.
            21% if ATG was used and 2% if was omitted, p < .01.
              Although the use of ATG is associated with a higher risk of serious
            infections, including fatal EBV–related complications, 85,87,95  delayed   Nonrelapse Mortality and Overall Survival
            immune reconstitution, 85,86,96  increased risk of TRM, 36,83  and possibly
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            increased risk of relapse,  the exclusion of ATG on the other hand   In general, the use of myeloablative conditioning is associated with
            is associated with an increased incidence of acute GVHD. Series of   lower risk of relapse at the expense of higher toxicity and NRM. On
            studies from MSKCC omitted the use of ATG in DCBT recipients   the other hand, RIC regimens are well tolerated and result in lower
            after either myeloablative (70%, median age 24 years) or RIC (30%,   TRM but are associated with higher risk of relapse, thus resulting in
            median age 10 years). 78,98,99  GVHD prophylaxis consisted of a calci-  similar OS as seen after myeloablative conditioning. 104,105  The use of
            neurin inhibitor and MMF. The omission of ATG led to rapid T-cell   double-unit  graft  does  not  add  to  NRM  compared  with  the  use
                                       +
            immune reconstitution (median CD4  T-cell count >200 cells/µL by   of single CBT. 42,76,77,81  The average 2–3 year cumulative incidence of
            day 120 post-CBT) with resultant low incidence of serious infections   NRM reported by various DCBT studies is about 20% to 45% and
            or deaths caused by infections. Consequently, cumulative incidence   OS is in the range of 35% to 65%, which are comparable with those
            of 2-year TRM was low (21% at day +100 and 25% at 2-years), but   observed after single CBT.
            cumulative incidences of grade II–IV acute GVHD were high (43%).  The  BMTCTN-0501  randomized  trial  in  pediatric  patients
              Thus,  better  understanding  of  the  pathophysiology  of  GVHD   reported similar 1-year OS (65% versus 73%; p = .17) and 1-year
            after DCBT is needed to incorporate effective prevention and treat-  TRM  (19%  versus  22%;  p  =  .43)  among  single-unit  or  DCBT
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            ment strategies balancing the risks of GVHD and infections.  recipients  respectively.   In  adults,  the  Eurocord  and  the  EBMT
                                                                  registry study found similar 2-year NRM after myeloablative single
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                                                                  or double CBT (38% versus 34%, p = .95).  Similarly, the CIBMTR-
            Relapse and Disease-Free Survival                     NYBC registry analysis found a trend toward lower 6-month probabil-
                                                                  ity of TRM after DCBT compared with single CBT (21% versus
            Disease relapse is the most common cause of mortality after CBT,   31%, p = .06) in adult patients with acute leukemia, without any
            contributing to 30% to 60% of deaths. In general, various DCBT   difference in 2-year OS (35% versus 33%, p = .66). 76
            studies reported an average relapse risk of approximately 10% to 35%   Studies also imply that DCBT recipients who survive early post-
            and DFS of about 30% to 55% at 2–5 years depending upon under-  transplant period are very unlikely to die of delayed transplant-related
            lying patient characteristics, disease risk and type, type of condition-  causes. In the MSKCC series of DCBT recipients of either myeloab-
            ing regimen and transplant practices. 38,76,79,81,100–103  A few retrospective   lative (n = 53; 71%) or nonmyeloablative (n = 22; 29%) condition-
            series suggest that DCBT is associated with a lower risk of relapse   ing,  2-year  TRM  of  25%  was  almost  entirely  accounted  for  by
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