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C H A P T E R          97 

                                                  GRAFT ENGINEERING AND CELL PROCESSING


                                                                                                   Adrian P. Gee





            Hematopoietic  stem  cell  transplantation  (HSCT)  originated  using   and, important for this discussion, minimally manipulated BM for
            bone marrow (BM) cells from allogeneic donors. Sources of cells have   homologous use and not combined with another article. This there-
            subsequently increased to include autologous marrow, growth factor-  fore means that traditional HSCTs do not fall under FDA regulations,
            mobilized peripheral blood, umbilical cord blood, and placenta. In   and  that  these  procedures  are  currently  considered  practice  of
            this chapter, the ex vivo processing of these cells and other cells used   medicine.
            in  the  context  of  HSCT  is  reviewed.  Processing  may  range  from   With the exceptions noted, most other cellular therapy and HSCT
            simple  depletion  of  ABO-incompatible  red  blood  cells  (RBCs)  or   products  fall  under  IND  regulations  and  are  referred  to  as  Type
            plasma, to more complex procedures designed to engineer the graft   351  products. These  are  cells  that  have  been  cultured  ex  vivo  and
            components  to  enhance  engraftment,  prevent  graft-versus-host   transduced or activated ex vivo, and therefore are more than mini-
            disease (GVHD), or to introduce genetic modifications into the cells.   mally manipulated. The facility processing these cells is required to
            Facilities  performing  these  procedures  are  often  involved  in  other   operate under GMP. These regulations were originally developed for
            types of cellular therapies. These include provision of cells for adju-  the pharmaceutical industry to ensure that drugs are manufactured
            vant therapies in the post-HSCT setting and to support clinical trials   under  a  controlled  and  auditable  process  that  ensures  their  safety,
            in regenerative medicine. The dramatic growth in these new applica-  purity,  and  potency.  The  FDA  has  indicated  that  the  application
            tions  has  attracted  the  interest  of  regulatory  agencies,  which  have   of  GMP  to  cellular  therapy  products  follows  a  continuum,  such
            worked hard to develop an appropriate strategy to address a complex   that  products  that  are  manufactured  for  a  phase  I/II  clinical  trial
            new area of medicine. An understanding of the regulations is therefore   under an IND are not expected to be prepared under full GMP. As
            essential  because  they  are  based  on  the  type  of  cellular  therapy   the  trial  proceeds  the  expectation  is  that  the  application  of  GMP
            product.                                              will become more rigorous, such that a phase III product would be
                                                                  extensively  characterized  and  manufactured  using  a  fully  validated
                                                                  process.
            REGULATORY ISSUES WITH CELL PROCESSING                  Implementation of Part 1271 regulations has had an impact on
                                                                  the  “routine”  laboratory  that  prepares  cells  primarily  for  HSCT.
            Regulation of a fast-moving field, such as cellular therapies, has posed   Laboratories that use cells other than BM must now register annually
            a  challenge  to  the  United  States  Food  and  Drug  Administration   with the FDA; ensure that donors meet eligibility requirements (or
            (FDA) and other national regulatory authorities. However, in the past   document why noneligible donors are used); and manufacture, store,
            few years, a risk-based structure has emerged in the United States of   and  distribute  the  cells  under  GTP.  If  a  laboratory  has  previous
            America  that  has  clarified  the  strategy.  In  brief,  manufacturers  of   experience manufacturing products under GMP conditions, it already
            cellular therapy products need to determine whether they fall under   will be familiar with most of the features of GTP. In general, these
            Investigational New Drug (IND) regulations, which require manu-  cover  personnel,  procedures,  facilities,  environmental  control  and
            facturing of the product under good manufacturing practices (GMP);   monitoring, equipment, supplies and reagents, recovery, processing
            whether they fall under Part 1271 of Title 21 of the Code of Federal   and  process  controls,  process  changes,  process  validation,  labeling
            Regulations (21CFR) Human Cells, Tissues, and Cellular and Tissue-  controls, storage, receipt, predistribution shipment and distribution,
            Based  Products  (HCT/Ps),  which  require  manufacturing  of  the   records,  tracking,  and  complaints.  Implementation  of  the  compo-
            product  under  good  tissue  practices  (GTP);  or  whether  they  are   nents of GMP and/or GTP operations is a time-consuming process
            exempt from both of these regulations.                that  requires  development,  implementation,  and  maintenance  of
              GTP  regulations,  which  came  into  effect  in  May  2005,  were   numerous components and generates a considerable volume of docu-
            established nominally to prevent the introduction, transmission, and   mentation.  Professional  societies,  such  as  the  Foundation  for  the
            spread of communicable diseases by HCT/Ps. This was based on the   Accreditation of Cellular Therapy (FACT) and AABB (formerly the
            presumption that most posttransplant infections and admissions to   American Association of Blood Banks), have developed standards and
            intensive care units were attributable to administration of contami-  an accreditation process that takes into account GTP/GMP regula-
            nated products. The validity of this assumption is open to question.   tions  and  provides  a  framework  around  which  compliance  can  be
            GTP regulations provide a framework for screening, performing ex   built (see Professional Standards section).
            vivo processing, storing, and distributing HCT/Ps, and provide the   An exception from the products described earlier is cord blood.
            FDA with an overview of current activities by requiring an annual   In the United States, cord blood is a licensed product and facilities
            registration  of  collection  and  processing  facilities.  The  Part  1271   that prepare and bank cord blood are required to obtain a Biologics
            regulations  effectively  filled  a  gap  in  the  law  that  left  unregulated   License. This  allows  the  manufacturer  to  introduce,  or  deliver  for
            HCT/Ps that were minimally manipulated (e.g., were not cultured   introduction, a biologic product into interstate commerce (21 CFR
            ex vivo, genetically modified, or activated ex vivo), were intended for   601.2).
            homologous use, or were not combined with another article (e.g., a   Central to both GMP and GTP regulations is the establishment
            matrix or scaffold) for administration. Minimally manipulated HCT/  and maintenance of a quality program. This must ensure that the
            Ps should not exert a systemic effect and should not be dependent   appropriate regulations are being followed on an ongoing basis; that
            on the metabolic activity of living cells for their function. If this were   mechanisms are in place for detecting, reviewing, and remediating
            not the case, then the cells should be for autologous use only, for use   errors and deviations from regulations, policies, and procedures; and
            in a first- or second-degree blood relative, or for reproductive use.   that an audit program will be developed, implemented, and main-
            Cellular products that fall into this classification are referred to as   tained. Activities performed by the quality program must be docu-
            Type 361 products. The Part 1271 regulations do not apply to vascu-  mented, and the program should be staffed by individuals who are
            larized organs for transplantation; whole blood or blood components;   not involved in hands-on manufacturing of the products.

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